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  • Federal Register :: Proposed Exemptions; Goldman, Sachs Co.
    (e) Goldman Sachs Australia, LLC (GS Australia), located in Sydney, is subject to regulation in Australia by the Australian Securities Investments Commission (i e , the ASIC); and (f) Goldman, Sachs Co Bank, located in Zurich, is subject to regulation by the Swiss Federal Banking Commission
  • Federal Register :: Goldman Sachs Co. , et al. ; Notice of . . .
    Goldman Sachs, Goldman Sachs Asset Management, L P , and Goldman Sachs Asset Management International (together, the “Applicants”) Filing Dates: The application was filed and amended on April 28, 2003 Applicants have agreed to file an amendment to the application during the notice period, the substance of which is reflected in this notice
  • Federal Register Vol. 65, No. 114 Tuesday, June 13, 2000 . . .
    proposed exemptions which are summarized below Interested persons are referred to the applications on file with the Department for a complete statement of the facts and representations Goldman, Sachs Co , Located in New York, New York [Application No D–10758] Proposed Exemption The Department is considering granting an exemption under the
  • Goldman, Sachs Co. and Goldman Sachs Execution . . .
    Goldman, Sachs Co (GSCO) is a limited partnership formed under the laws of the State of New York The head office of GSCO is located in New York, New York, United States of America The head office of GSCO is located in New York, New York, United States of America
  • 42033 Proposed Rules Federal Register - SEC. gov
    42033 Proposed Rules Federal Register Vol 74, No 160 Thursday, August 20, 2009 This section of the FEDERAL REGISTER contains notices to the public of the proposed issuance of rules and regulations The purpose of these notices is to give interested persons an opportunity to participate in the rule making prior to the adoption of the final rules
  • Order Approving Formation of Bank Holding Companies, The . . .
    Goldman Holdings is a wholly owned subsidiary of Goldman through which Goldman owns all of the voting stock of Goldman Bank 2 See 12 U S C § 1841(c)(2)(H) 3 Asset data for Goldman are as of May 30, 2008 Asset and deposit data for Goldman Bank are as of June 30, 2008
  • 34790 Federal Register Vol. 68, No. 112 Wednesday, June . . .
    advisor has been granted an exemption pursuant to Rule 30 10 15 As noted in the proposal, the amended rule does not apply to associated persons or introducing brokers exempt from Commission registration as CTAs pursuant to Rule 4 14(a)(3) and (6) 16 As also noted in the proposed rule, the Commission will retain antifraud and antimanipulation
  • UPDATED: Revised ‘living will’ guidance for 8 biggest U. S . . .
    A proposed rule to update and clarify the federal credit union regulatory agency’s requirements for fidelity bond coverages at corporate and natural-person credit unions is slated for publication Friday in the Federal Register, with comments to be due on or








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