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  • Federal Register :: Amendments to the Regulatory Capital . . .
    The Public Inspection page on FederalRegister gov offers a preview of documents scheduled to appear in the next day's Federal Register issue The Public Inspection page may also include documents scheduled for later issues, at the request of the issuing agency
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    The uniform net capital rule is a rule created by the U S Securities and Exchange Commission ("SEC") in 1975 to regulate directly the ability of broker-dealers to meet their financial obligations to customers and other creditors Broker-dealers are companies that trade securities for customers (i e , brokers) and for their own accounts (i e , dealers)
  • www. sec. gov
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    NEW MEXICO UNIFORM SECURITIES ACT ARTICLE 2 Exemptions from Registration of Securities Section 58-13C-201 Exempt securities 58-13C-202 Exempt transactions
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    3 Hours Ago GOP fundraiser Elliott Broidy's office in Los Angeles was raided last July by federal investigators looking for records detailing his dealings with "Trump administration associates
  • Final Prospectus Supplement - SEC. gov
    We have granted the underwriters a right to request from us the opportunity to purchase up to 6,000,000 additional capital securities at the public offering price less the underwriting commission of $ 7875 per capital security, within 30 days from the date of this prospectus supplement, to cover overallotments, if any
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    The following 1990-2018 timeline and supporting facts provide unmistakable evidence of dereliction of duty, fraud, public corruption, the appearance of impropriety, racketeering, monopoly and anti-trust by senior United States government officials, Harvard, Yale and Stanford academics and alumni, judges, law firms and their commercial accomplices

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